Capital Markets Team

Our Capital Markets team exists as a valuable resource to serve and support our network of financial advisors and broker-dealer clients.

Contact us - 949.429.8500

Leadership Team

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Brian D. Buehler

Mr. Buehler is the President & Chief Executive Officer and is responsible for the overall management of the firm’s investment opportunities, new product development, marketing, operations and overseeing the sales activities for the company.

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Michael L. Carroll

Mr. Carroll is the Chief Financial Officer and FINOP and is responsible for overseeing the firm's financial accounting, fund finances, operations, investor relations and human resources. 

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Michael A. Bravin

Mr. Bravin is the Chief Compliance Officer and is responsible for oversight of all matters relating to supervision, including home office and registered representatives.