Privacy Policy

INFORMATION FOR INVESTORS 

Triton Pacific Securities, LLC and its affiliates (collectively the “Firm”) collect and maintain personal information about you in order to process your subscription and fulfill legal and regulatory requirements. The sources and the information collected may include: Information you provide to us and our affiliated entities, or to your registered representative on applications and related forms, through discussions with our customer service staff, or on our website, such as address, social security number, birth date, net worth, assets, income, and Information regarding your transaction history with us.  

Sharing Information: The Firm may disclose nonpublic personal information that it collects about Subscribers to its affiliated entities that assist in providing account maintenance or customer services to the Firm.  We may also share Subscriber information with regulators and law enforcement organizations, or in response to a subpoena or discovery request, as permitted or required by law.  We do not sell, share, or disclose your nonpublic personal information to unaffiliated third-party companies.  

Safeguarding Privacy: The Firm recognizes the need to prevent unauthorized access to the information they collect, including information held in electronic format. The Firm authorizes access to Subscriber’s nonpublic personal information only to personnel who need that information to serve the Firm.  The Firm and its affiliates maintain physical, electronic, and procedural safeguards regarding Subscriber’s nonpublic personal information to ensure that they comply with their own policies, industry practices and federal and state regulations.  Should a Subscriber’s relationship with the Firm terminate for any reason, the Firm will adhere to the privacy policies and practices as described in this notice.  

A Subscriber does not have to contact us to benefit from the privacy protections, as they apply automatically.